As filed with the Securities and Exchange Commission on May 15, 2017
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
(SPECIALIZED DISCLOSURE REPORT)
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EMCORE CORPORATION
Exact Name of Registrant as Specified in its Charter
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New Jersey | 000-22175 | 22-2746503 |
State of Incorporation | Commission File Number | IRS Employer Identification Number |
2015 W. Chestnut Street, Alhambra, CA 91803
Address of principal executive offices, including zip code
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EMCORE Corporation
2015 W. Chestnut Street
Alhambra, CA 91803
(626) 293-3400
(Name and telephone number, including area code, of the person to contact in connection with this report)
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The rule pursuant to which this form is being filed, and the period to which the information in this form applies:
þ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2016.
INFORMATION TO BE INCLUDED IN THIS REPORT
SECTION 1 - CONFLICT MINERALS DISCLOSURE
Item 1.01 Conflict Minerals Disclosure and Report
In accordance with the disclosure requirements promulgated by the U.S. Securities and Exchange Commission, Emcore Corporation has prepared a Conflict Minerals Report for the calendar year ended December 31, 2016. The Conflict Minerals Report is publicly available at the following Internet website: http://www.emcore.com/company/supply-chain-management/.
Item 1.02 Exhibit
The Conflict Minerals Report required by Item 1.01 is provided as an Exhibit to this Form SD.
SECTION 2 - EXHIBIT
Exhibit 1.01 - Conflict Minerals Report, as required by Items 1.01 and 1.02 of this Form SD.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
EMCORE CORPORATION | |
Dated: May 15, 2017 | By: /s/ Jikun Kim Name: Jikun Kim Title: Chief Financial Officer |
EMCORE Corporation
Form SD-2016
Exhibit 1.01
Conflict Minerals Report
Conflict Minerals Disclosure
I. | Introduction |
EMCORE Corporation is providing this Conflict Minerals Report (“CMR”) for calendar year 2016, as an Exhibit to Form SD, pursuant to Rule 13p-1 and Form SD (the “Rule”) under the Securities Exchange Act of 1934, as amended. The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture a product and any “conflict mineral” specified in the Rule is necessary for the functionality or production of such products. Conflict Minerals are defined by paragraph (d)(3) of Form SD as columbite-tantalite (coltan), cassiterite, gold, wolframite, or their derivatives, which are limited to tantalum, tin, and tungsten, or any other mineral or its derivatives determined by the U.S. Secretary of State to be financing conflict in the Covered Countries (collectively, “Conflict Minerals” or “3TG”). The “Covered Countries” for purposes of the Rule and this CMR are the Democratic Republic of the Congo (“DRC”) and any country that shares an internationally recognized border with the DRC.
As used in this document, “Emcore,” the “Company” and the words "we," "our," and "us" refer to EMCORE Corporation and its subsidiaries.
II. | Overview |
Company Profile
Emcore designs and manufactures Indium Phosphide (InP) optical chips, components, subsystems and systems for the broadband and specialty fiber optics market. Emcore is a provider of optical components, as well as complete end-to-end solutions for high-speed communications network infrastructures enabling systems and service providers to meet growing demand for bandwidth and connectivity. Emcore's advance optical technologies are designed for Cable Television (CATV), Fiber-To-The-Premises (FTTP) networks, telecommunications and data centers, satellite communications, aerospace and defense, wireless networks, and broadcast and professional audio/video systems. With its InP semiconductor wafer fabrication facility, Emcore has fully vertically-integrated manufacturing capability and also provides contract design, foundry and component packaging services.
As described in this CMR, certain of Emcore’s operations manufacture, or contract to manufacture, products that contain Conflict Minerals that are necessary to the functionality or production of those products. However, we do not directly source Conflict Minerals from mines, smelters or refiners. We believe that, in most cases, we are several steps removed in the supply chain from these market participants, limiting our influence over their sourcing. We must therefore rely on our direct suppliers to provide information regarding the origin of necessary Conflict Minerals that are included in our products, including sources of Conflict Minerals that are supplied to them by sub-tier suppliers.
Conflict Minerals Policy
Emcore is committed to responsible sourcing from its suppliers and each supplier is required to warrant that it has policies and procedures in place to determine whether parts and products supplied to Emcore are DRC conflict free (i.e., do not contain metals derived from "Conflict Minerals"). Each of our suppliers must further warrant that it has established policies, due diligence frameworks, and management systems consistent with the Organization for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas. Upon Emcore’s request, each of our suppliers shall permit Emcore to audit its practices and procedures and shall provide Emcore with any information reasonably requested. In addition, each supplier agrees to provide information to Emcore necessary for Emcore to comply with its conflict minerals reporting requirements, including without limitation information under the Conflict Free Sourcing Initiative Conflict Minerals Reporting Template. Our Conflict Minerals Policy is available on our corporate website at http://emcore.com/our-company/quality-management/supply-chain-management/
III. Reasonable Country of Origin Inquiry Information
Emcore has conducted a good faith reasonable country of origin inquiry (“RCOI”) to determine whether the necessary Conflict Minerals included in and necessary to the functionality of our products described under “Product Description” in Section V below originated in the Covered Countries or came from recycled or scrap sources. We engaged a leading Conflict Minerals data management consultant (the “Consultant”) to assist us in conducting this RCOI.
To the extent applicable, Emcore’s RCOI utilized the same processes and procedures as for our due diligence described in Section IV below. This RCOI process included conducting an inquiry of our direct suppliers using a mechanism common in the technology industry: the Conflict-Free Sourcing Initiative’s (“CFSI”) Conflict Minerals Reporting Template (“CMRT”). Based on the results of our RCOI, we are required to exercise due diligence on the source and chain of custody of the necessary Conflict Minerals contained in our products. Our due diligence efforts are discussed further in Section IV of this CMR.
IV. Due Diligence Process and Measures Performed
Based on the results of our RCOI, the Consultant engaged by Emcore also assisted us in conducting due diligence on the source and chain of custody of 3TGs in our products. The Company’s due diligence measures are designed to attempt to ascertain the facilities used to process any Conflict Minerals in our products, the country of origin of any Conflict Minerals in our products and the mine(s) or location of origin with the greatest possible specificity.
The design of our due diligence system, its conformity with an internationally-recognized due diligence framework, and a description of the measures we have undertaken to exercise our due diligence, are detailed below.
(i) Conformity to a Recognized Due Diligence Framework
Emcore’s due diligence measures have been designed to conform in all material respects to the internationally-recognized due diligence framework of the Organization for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chain of Minerals from Conflict- Affected and High-Risk Areas (Second Edition), and its related supplements. This OECD framework (“Framework”) is the only due diligence framework recognized by the Securities and Exchange Commission (“SEC”) to date. The Framework stresses five main areas of Due Diligence design, detailed below in IV(i)(a) - (e).
a. Establish Strong Company Management Systems
First, Emcore has assigned a Senior Director of Operations to (i) manage the Conflict Minerals compliance program, (ii) liaise with the Consultant, (iii) conduct reviews of collected data, and (iv) make decisions regarding the due diligence program, including risk mitigation. Second, Emcore has requested that suppliers of goods incorporated into our products provide us with Conflict Mineral declarations for their products (see below, §§ IV(i)(b & c)). Third, Emcore’s position statement with respect to Conflict Minerals, which is located on our website (at http://www.emcore.com/wp-content/uploads/EMCORE-Conflict-Minerals-Policy-Statement.pdf), encourages our suppliers to source responsibly, through their sub-suppliers and on down through their own supply chains. In this position statement, we encourage our suppliers and their sub-suppliers to use Conflict-Free Smelter (“CFS”) certified smelters wherever possible, (Under the CFS program, the CFSI, an organization founded by members of the Electronic Industry Citizen Coalition (“EICC”) and the Global e-Sustainability Initiative (“GeSI”), is taking action to address responsible sourcing, using independent third-party audits to identify smelters and refiners that have systems in place to assure sourcing of only conflict-free materials.)
b. Identify and Assess Risk in the Supply Chain
To obtain chain of custody declarations from our suppliers, we utilize the CMRT described above. This CMRT is distributed to all of our suppliers, with regular and persistent follow-ups (“Escalations”), to ensure maximum compliance and feedback. The CMRT includes questions on (i) the use and origin of Conflict Minerals in our components, (ii) supplier engagement with their sub-tier suppliers, and (iii) smelters and points of origin of the constituent Conflict Minerals. The Consultant provides suppliers with guidance and requirements to prepare them ahead of time for full compliance in completing the CMRT, our principal information-gathering step on the origin, source and chain of custody of Conflict Minerals contained in components and materials supplied to us. This kit includes materials to educate suppliers about the SEC rule on Conflict Minerals, responsible supply chain management, and a letter that suppliers can use if they need to request information from their sub-tier suppliers.
The CMRT responses are only a first step in our engagement with suppliers. The responses from suppliers are then individually validated, and examined both for completeness and any internal inconsistencies between the data they provide. Any of these issues are resolved with our suppliers by phone and email. This follow-up to incomplete or inaccurate information is described further in §IV(i)(c), below.
To the extent that a completed response identified a smelter or refiner, the Company reviewed this information against the list of conflict free and “active” smelters and refiners and country of origin information published by the CFS program as well as the list of known conflict mineral processing facilities published by the U.S. Department of Commerce. The Company also attempted to ascertain whether the smelter or refiner information provided was specific to the products supplied to the Company to determine whether the identified smelters are in the Company’s supply chain.
c. Design and implement a Strategy to Respond to Identified Risks
As outlined above, we have developed processes for Escalations and supplier engagement. This allows us to direct needed questions and follow-up to suppliers based on their varying responses to the CMRT. Escalations are used when, among other issues, suppliers are late in responding, have incomplete information, provide feedback inconsistent with prior responses, or when other issues are identified. An Escalation may include individual written requests for information, conference calls and meetings. Each Escalation is dated and tagged in our data management system, for a variety of further actions. These actions might include direct supplier contact through our business channels, changes of scope of the diligence request, reformatting supplier responses into the correct format, time extensions for delayed responses, follow-up with alternative contacts in the supplying organization, or the dropping of outdated component parts from the Emcore products list. The readiness of suppliers to provide data is assessed and scaled in our diligence logs, and these scores may factor into decisions made by Emcore when awarding future supply contracts.
d. Carry Out Independent Third Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain
Because the Company does not source 3TG directly from smelters or refiners, we rely on third parties, including the CFSI, to coordinate and conduct third party audits of these facilities. The Company utilizes the published results of these third-party audits to determine whether a specified smelter or refiner processes 3TG that directly or indirectly finance or benefit armed groups.
e. Report on Supply Chain Due Diligence
Our Form SD and this CMR are both available under “Supply Chain Management” in the Company section of our website at http://www.emcore.com/company/supply-chain-management/. Emcore will file a Form SD (and CMRs, as necessary) with the SEC on an annual basis, pursuant to Rule 13p-1 of the Securities Exchange Act of 1934, as amended.
V. Product Description; Processing Facilities
Product Description - Currently, EMCORE’s business is of a broad portfolio of compound semiconductor-based products for the fiber optics markets.
• | Laser/Photodetector Component Products |
These include lasers, photodetectors, and various forms of packaged subassemblies, bare die (or chip), transmitter optical subassemblies (TOSA), distributed feedback (DFB) lasers, positive-intrinsic-negative (PIN) and avalanche photodiode (APD) components for 10 Gb/s Ethernet, InfiniBand, FTTP, and telecom applications.
• | Cable Television (CATV) Products |
These include forward and return-path analog and digital lasers, photodetectors and subassembly components, broadcast analog and digital fiber-optic transmitters, and quadrature amplitude modulation (QAM) transmitters and receivers.
• | Fiber-To-The-Premises (FTTP) Products |
These include FTTP components and subsystem products to support plans by telephone companies to offer voice, video, and data services through the deployment of new fiber optics-based access networks, including passive optical network (PON) transceivers, radio frequency over glass (RFoG) optical transceivers, analog fiber optic transmitters for video overlay and high-power erbium-doped fiber amplifiers (EDFA), analog and digital lasers, photodetectors and subassembly components, analog video receivers, and multi-dwelling unit (MDU) video receivers.
• | Satellite Communications (Satcom) Products |
These include transmitters, receivers, subsystems, and systems that transport wideband radio frequency and microwave signals between satellite hub equipment and antenna dishes.
• | Video Transport Products |
These include video, audio, data, and RF transmission systems.
• | Defense and Homeland Security Products |
These include fiber optic gyro components used in commercial and military applications, high-frequency RF fiber optic link components for towed decoy systems, optical delay lines for radar systems, erbium-doped fiber amplifiers, pulse lasers for light detection and ranging (LIDAR) spectroscopy systems and other products.
Processing Facilities - Based on our RCOI or due diligence process, as applicable, and the information received from our suppliers, the facilities listed on Annex A were identified by the Company’s suppliers as the smelters and refiners that processed the 3TG present in and necessary to the functionality of products manufactured by the Company in the calendar year 2015.
Due to our position in the supply chain, which we discuss above, we rely on our suppliers for accurate smelter and refiner information. Our due diligence measures cannot provide adequate certainty regarding the source and chain of custody of the necessary Conflict Minerals contained in our in-scope products. The information from our suppliers is still evolving and may contain company level declarations. As such, this smelter list is presented in good faith as the best information we have to date. This list may contain smelters that are not in our supply chain and there may be other smelters not yet identified in our due diligence process. We will continue to update the list as our information and the relevant third-party data from CFSI, LBMA, and RJC improves.
VI. Future Due Diligence
We will continue to communicate our expectations and information requirements to our direct suppliers. Over time, we anticipate that the amount of information globally on the traceability and sourcing of the necessary Conflict Minerals in our products will increase and improve our knowledge. We will continue to make inquiries to our direct suppliers and undertake additional risk assessments when potentially relevant changes in facts or circumstances are identified. If we become aware of a supplier whose due diligence needs improvement, we may continue the trade relationship while that supplier improves its compliance program. We expect our suppliers to take similar measures with their suppliers to ensure alignment throughout the supply chain.
In addition to those above, the Company will undertake the following steps during the next compliance period:
• | Continue to collect responses from suppliers using the most recent revision of the CMRT. |
• | Engage with suppliers that did not provide a response in 2016 or provided incomplete responses to |
help with our data collections for 2017.
• | Monitor and track performance of risk mitigation efforts. |
• | Compare and validate RCOI results to information collected via independent conflict-free smelter validation programs such as the CFSI. |
Annex A
Smelter and Refiner Information
Metal | Smelter Name | Country | CFS Status (*) |
Gold | Abington Reldan Metals, LLC | UNITED STATES OF AMERICA | Not Determined |
Gold | Academy Precious Metal Materials (Zhaoyuan) Co., Ltd. | CHINA | Not Determined |
Gold | Advanced Chemical Company | UNITED STATES OF AMERICA | Compliant CFS |
Gold | Aida Chemical Industries Co., Ltd. | JAPAN | Compliant CFS |
Gold | Aktyubinsk Copper Company TOO | KAZAKHSTAN | Not Determined |
Gold | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES | Compliant CFS |
Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY | Compliant CFS |
Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | Compliant CFS |
Gold | AngloGold Ashanti Córrego do Sítio Mineração | BRAZIL | Compliant CFS |
Gold | Argor-Heraeus S.A. | SWITZERLAND | Compliant CFS |
Gold | Asahi Pretec Corp. | JAPAN | Compliant CFS |
Gold | Asahi Refining Canada Ltd. | CANADA | Compliant CFS |
Gold | Asahi Refining USA Inc. | UNITED STATES OF AMERICA | Compliant CFS |
Gold | Asaka Riken Co., Ltd. | JAPAN | Compliant CFS |
Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY | Not Determined |
Gold | AU Traders and Refiners | SOUTH AFRICA | Compliant CFS |
Gold | AURA-II | UNITED STATES OF AMERICA | Not Determined |
Gold | Aurubis AG | GERMANY | Compliant CFS |
Gold | Baiyin Nonferrous Group Co.,Ltd | CHINA | Not Determined |
Gold | Bangalore Refinery | INDIA | Not Determined |
Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | Compliant CFS |
Gold | Bauer Walser AG | GERMANY | Not Determined |
Gold | Boliden AB | SWEDEN | Compliant CFS |
Gold | Boliden Harjavalta | FINLAND | Not Determined |
Gold | C. Hafner GmbH + Co. KG | GERMANY | Compliant CFS |
Gold | Caridad | MEXICO | Not Determined |
Gold | CCR Refinery - Glencore Canada Corporation | CANADA | Compliant CFS |
Gold | Cendres + Métaux S.A. | SWITZERLAND | Not Determined |
Gold | Chimet S.p.A. | ITALY | Compliant CFS |
Gold | China Gold Deal Investment Co., Ltd. | CHINA | Not Determined |
Gold | China National Gold Group Corporation | CHINA | Not Determined |
Gold | Chugai Mining | JAPAN | Not Determined |
Gold | Codelco | CHILE | Not Determined |
Gold | Colt Refining | UNITED STATES OF AMERICA | Not Determined |
Gold | Daejin Indus Co., Ltd. | KOREA (REPUBLIC OF) | Not Determined |
Gold | DaeryongENC | KOREA (REPUBLIC OF) | Not Determined |
Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA | Compliant CFS |
Gold | DODUCO GmbH | GERMANY | Compliant CFS |
Gold | Dongguan Standard Electronic Material.Co.,Ltd | CHINA | Not Determined |
Gold | Dongguanshi Sutande Dianzi Cailiao Youxiangongsi | CHINA | Not Determined |
Gold | Dowa | JAPAN | Compliant CFS |
Gold | DSC (Do Sung Corporation) | KOREA (REPUBLIC OF) | Compliant CFS |
Gold | E-CHEM Enterprise Corp | CHINA | Not Determined |
Gold | Eco-System Recycling Co., Ltd. | JAPAN | Compliant CFS |
Gold | Elemetal Refining, LLC | UNITED STATES OF AMERICA | Compliant CFS |
Gold | Emirates Gold DMCC | UNITED ARAB EMIRATES | Compliant CFS |
Gold | Faggi Enrico S.p.A. | ITALY | Not Determined |
Gold | Feinhütte Halsbrücke GmbH | GERMANY | Not Determined |
Gold | Ferro Corporation | UNITED STATES OF AMERICA | Not Determined |
Gold | Fidelity Printers and Refiners Ltd. | ZIMBABWE | Not Determined |
Gold | Gansu Seemine Material Hi-Tech Co., Ltd. | CHINA | Not Determined |
Gold | Geib Refining Corporation | UNITED STATES OF AMERICA | Not Determined |
Gold | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA | Compliant CFS |
Gold | Guangdong Jinding Gold Limited | CHINA | Not Determined |
Gold | Gujarat Gold Centre | INDIA | Not Determined |
Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA | Not Determined |
Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA | Not Determined |
Gold | Harima Smelter | JAPAN | Not Determined |
Gold | Heesung Group | KOREA (REPUBLIC OF) | Not Determined |
Gold | Heimerle + Meule GmbH | GERMANY | Compliant CFS |
Gold | Henan Yuguang Gold & Lead Co., Ltd. | CHINA | Not Determined |
Gold | Heraeus Group | CHINA | Not Determined |
Gold | Heraeus Group | UNITED STATES OF AMERICA | Not Determined |
Gold | Heraeus Ltd. Hong Kong | CHINA | Compliant CFS |
Gold | Heraeus Ltd. Hong Kong | HONG KONG | Not Determined |
Gold | Heraeus Precious Metals GmbH & Co. KG | GERMANY | Compliant CFS |
Gold | Heraeus Precious Metals North America (HPMN) | UNITED STATES OF AMERICA | Not Determined |
Gold | Hishikari Gold Mine (Isa) | JAPAN | Not Determined |
Gold | Hunan Chenzhou Mining Co., Ltd. | CHINA | Not Determined |
Gold | HwaSeong CJ Co., Ltd. | KOREA (REPUBLIC OF) | Not Determined |
Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA | Compliant CFS |
Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN | Compliant CFS |
Gold | Istanbul Gold Refinery | TURKEY | Compliant CFS |
Gold | Japan Mint | JAPAN | Compliant CFS |
Gold | Jiangxi Copper Co., Ltd. | CHINA | Compliant CFS |
Gold | Jinlong Copper Co.,Ltd. | CHINA | Not Determined |
Gold | Johnson Matthey HongKong Ltd. | CHINA | Not Determined |
Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION | Compliant CFS |
Gold | JSC Uralelectromed | RUSSIAN FEDERATION | Compliant CFS |
Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN | Compliant CFS |
Gold | K.A Rasmussen as | NORWAY | Not Determined |
Gold | Kaloti Precious Metals | UNITED ARAB EMIRATES | Not Determined |
Gold | Kangqiang Electronics Co., Ltd | CHINA | Not Determined |
Gold | Kazakhmys Smelting LLC | KAZAKHSTAN | Not Determined |
Gold | Kazzinc | KAZAKHSTAN | Compliant CFS |
Gold | Kennecott Utah Copper LLC | UNITED STATES OF AMERICA | Compliant CFS |
Gold | KGHM Polska MiedŸ Spó³ka Akcyjna | POLAND | Not Determined |
Gold | Kojima Chemicals Co., Ltd. | JAPAN | Compliant CFS |
Gold | Korea Metal Co., Ltd. | KOREA (REPUBLIC OF) | Not Determined |
Gold | Korea Zinc Co., Ltd. | KOREA (REPUBLIC OF) | Compliant CFS |
Gold | Kunshan Jinli chemical industry reagents co.,Ltd. | CHINA | Not Determined |
Gold | Kyrgyzaltyn JSC | KYRGYZSTAN | Compliant CFS |
Gold | KYSHTYM COPPER-ELECTROLYTIC PLANT ZAO | RUSSIAN FEDERATION | Not Determined |
Gold | L'azurde Company For Jewelry | SAUDI ARABIA | Compliant CFS |
Gold | Lingbao Gold Co., Ltd. | CHINA | Not Determined |
Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA | Not Determined |
Gold | London Bullion Market Association | UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND | Not Determined |
Gold | LS-NIKKO Copper Inc. | KOREA (REPUBLIC OF) | Compliant CFS |
Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA | Not Determined |
Gold | Materion | UNITED STATES OF AMERICA | Compliant CFS |
Gold | Matsuda Sangyo Co., Ltd. | JAPAN | Compliant CFS |
Gold | Metahub Industries Sdn. Bhd. | MALAYSIA | Not Determined |
Gold | Metalor Technologies (Hong Kong) Ltd | HONG KONG | Not Determined |
Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA | Compliant CFS |
Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE | Compliant CFS |
Gold | Metalor Technologies (Suzhou) Ltd. | CHINA | Compliant CFS |
Gold | Metalor Technologies S.A. | SWITZERLAND | Compliant CFS |
Gold | Metalor USA Refining Corporation | UNITED STATES OF AMERICA | Compliant CFS |
Gold | Metalúrgica Met-Mex Peñoles S.A. De C.V. | MEXICO | Compliant CFS |
Gold | Mitsubishi Materials Corporation | JAPAN | Compliant CFS |
Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN | Compliant CFS |
Gold | MMTC-PAMP India Pvt., Ltd. | INDIA | Compliant CFS |
Gold | Modeltech Sdn Bhd | MALAYSIA | Not Determined |
Gold | Morris and Watson | NEW ZEALAND | Not Determined |
Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | Compliant CFS |
Gold | N.E.Chemcat Corporation | JAPAN | Not Determined |
Gold | Nadir Metal Rafineri San. Ve Tic. A.ª. | TURKEY | Compliant CFS |
Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | Compliant CFS |
Gold | Nihon Material Co., Ltd. | JAPAN | Compliant CFS |
Gold | Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA | Compliant CFS |
Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN | Compliant CFS |
Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | RUSSIAN FEDERATION | Compliant CFS |
Gold | OJSC Kolyma Refinery | RUSSIAN FEDERATION | Not Determined |
Gold | OJSC Novosibirsk Refinery | RUSSIAN FEDERATION | Compliant CFS |
Gold | PAMP S.A. | SWITZERLAND | Compliant CFS |
Gold | Penglai Penggang Gold Industry Co., Ltd. | CHINA | Not Determined |
Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | Compliant CFS |
Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA | Compliant CFS |
Gold | Public security bureau of Shenzhen | CHINA | Not Determined |
Gold | PX Précinox S.A. | SWITZERLAND | Compliant CFS |
Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA | Compliant CFS |
Gold | Remondis Argentia B.V. | NETHERLANDS | Not Determined |
Gold | Republic Metals Corporation | UNITED STATES OF AMERICA | Compliant CFS |
Gold | Royal Canadian Mint | CANADA | Compliant CFS |
Gold | SAAMP | FRANCE | Not Determined |
Gold | Sabin Metal Corp. | UNITED STATES OF AMERICA | Not Determined |
Gold | Safina a.s. | CZECH REPUBLIC | Not Determined |
Gold | Sai Refinery | INDIA | Not Determined |
Gold | Samduck Precious Metals | KOREA (REPUBLIC OF) | Compliant CFS |
Gold | SAMWON METALS Corp. | KOREA (REPUBLIC OF) | Not Determined |
Gold | SANMENXIA HENGSHENG SCIENCE AND TECHNOLOGY R&D CO.,LTD | CHINA | Not Determined |
Gold | SAXONIA Edelmetalle GmbH | GERMANY | Compliant CFS |
Gold | Schone Edelmetaal B.V. | NETHERLANDS | Compliant CFS |
Gold | ScotiaMocatta, The Bank of Nova Scotia | HONG KONG | Not Determined |
Gold | SEMPSA Joyería Platería S.A. | SPAIN | Compliant CFS |
Gold | Shandong Humon Smelting Co., Ltd. | CHINA | Not Determined |
Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA | Not Determined |
Gold | Shandong Yanggu Xiangguang Co. Ltd. | CHINA | Not Determined |
Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA | Compliant CFS |
Gold | Shandong zhongkuang group co., LTD | CHINA | Not Determined |
Gold | Shang Hai Gold Exchange | CHINA | Not Determined |
Gold | Shenzhen Zhonghenglong Real Industry Co.,Ltd. | CHINA | Not Determined |
Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA | Compliant CFS |
Gold | Singway Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA | Compliant CFS |
Gold | So Accurate Group, Inc. | UNITED STATES OF AMERICA | Not Determined |
Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | Compliant CFS |
Gold | Solar Applied Materials Technology Corp. | TAIWAN, PROVINCE OF CHINA | Compliant CFS |
Gold | Sudan Gold Refinery | SUDAN | Not Determined |
Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN | Compliant CFS |
Gold | Super Dragon Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA | Not Determined |
Gold | Suzhou Xingrui Noble metal material co.ltd | CHINA | Not Determined |
Gold | T.C.A S.p.A | ITALY | Compliant CFS |
Gold | Tai zhou chang san Jiao electron Co.,Ltd. | CHINA | Not Determined |
Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN | Compliant CFS |
Gold | THE HUTTI GOLD MINES CO.LTD | INDIA | Not Determined |
Gold | The Refinery of Shandong Gold Mining Co., Ltd. | CHINA | Compliant CFS |
Gold | Tiancheng Chemical | CHINA | Not Determined |
Gold | Tokuriki Honten Co., Ltd. | JAPAN | Compliant CFS |
Gold | Tongling Nonferrous Metals Group Co., Ltd. | CHINA | Not Determined |
Gold | Tony Goetz NV | BELGIUM | Compliant CFS |
Gold | TOO Tau-Ken-Altyn | KAZAKHSTAN | Not Determined |
Gold | Torecom | KOREA (REPUBLIC OF) | Compliant CFS |
Gold | UBS AG Bahnhofstr. | SWITZERLAND | Not Determined |
Gold | Umicore Brasil Ltda. | BRAZIL | Compliant CFS |
Gold | Umicore Galvanotechnik GmbH | GERMANY | Not Determined |
Gold | Umicore Precious Metal Refining | UNITED STATES OF AMERICA | Not Determined |
Gold | Umicore Precious Metals Thailand | THAILAND | Compliant CFS |
Gold | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM | Compliant CFS |
Gold | United Precious Metal Refining, Inc. | UNITED STATES OF AMERICA | Compliant CFS |
Gold | United Refining Company | UNITED STATES OF AMERICA | Not Determined |
Gold | Universal Precious Metals Refining Zambia | ZAMBIA | Not Determined |
Gold | Uyemura USA | UNITED STATES OF AMERICA | Not Determined |
Gold | Valcambi S.A. | SWITZERLAND | Compliant CFS |
Gold | Western Australian Mint trading as The Perth Mint | AUSTRALIA | Compliant CFS |
Gold | WIELAND Edelmetalle GmbH | GERMANY | Compliant CFS |
Gold | Wuxi Middle Treasures Materials | CHINA | Not Determined |
Gold | YAMAMOTO PRECIOUS METAL CO., LTD. | JAPAN | Compliant CFS |
Gold | Yantai Zhaojin Kanfort Precious Metals Incorporated Company | CHINA | Not Determined |
Gold | Yokohama Metal Co., Ltd. | JAPAN | Compliant CFS |
Gold | Yunnan Copper Industry Co., Ltd. | CHINA | Not Determined |
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | Compliant CFS |
Gold | Zijin Mining Group Co., Ltd. Gold Refinery | CHINA | Compliant CFS |
Tantalum | Avon Specialty Metals Ltd | UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND | Not Determined |
Tantalum | Cabot Corporation | UNITED STATES OF AMERICA | Not Determined |
Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA | Compliant CFS |
Tantalum | Conghua Tantalum and Niobium Smeltry | CHINA | Compliant CFS |
Tantalum | D Block Metals, LLC | UNITED STATES OF AMERICA | Compliant CFS |
Tantalum | Duoluoshan | CHINA | Compliant CFS |
Tantalum | E.S.R. Electronics | UNITED STATES OF AMERICA | Not Determined |
Tantalum | Ethiopian Minerals Development Share Company | ETHIOPIA | Not Determined |
Tantalum | Exotech Inc. | UNITED STATES OF AMERICA | Compliant CFS |
Tantalum | F&X Electro-Materials Ltd. | CHINA | Compliant CFS |
Tantalum | FIR Metals & Resource Ltd. | CHINA | Compliant CFS |
Tantalum | Gannon & Scott | UNITED STATES OF AMERICA | Not Determined |
Tantalum | Global Advanced Metals Aizu | JAPAN | Compliant CFS |
Tantalum | Global Advanced Metals Boyertown | UNITED STATES OF AMERICA | Compliant CFS |
Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CHINA | Compliant CFS |
Tantalum | Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch | CHINA | Not Determined |
Tantalum | H.C. Starck Co., Ltd. | THAILAND | Compliant CFS |
Tantalum | H.C. Starck GmbH Goslar | GERMANY | Compliant CFS |
Tantalum | H.C. Starck GmbH Laufenburg | GERMANY | Not Determined |
Tantalum | H.C. Starck Hermsdorf GmbH | GERMANY | Compliant CFS |
Tantalum | H.C. Starck Inc. | UNITED STATES OF AMERICA | Compliant CFS |
Tantalum | H.C. Starck Ltd. | JAPAN | Compliant CFS |
Tantalum | H.C. Starck Smelting GmbH & Co. KG | GERMANY | Compliant CFS |
Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | Compliant CFS |
Tantalum | Hi-Temp Specialty Metals, Inc. | UNITED STATES OF AMERICA | Compliant CFS |
Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | Compliant CFS |
Tantalum | Jiangxi Tuohong New Raw Material | CHINA | Compliant CFS |
Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | Compliant CFS |
Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA | Compliant CFS |
Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA | Compliant CFS |
Tantalum | JX Nippon Mining & Metals Co., Ltd. | JAPAN | Not Determined |
Tantalum | KEMET Blue Metals | MEXICO | Compliant CFS |
Tantalum | KEMET Blue Powder | UNITED STATES OF AMERICA | Compliant CFS |
Tantalum | King-Tan Tantalum Industry Ltd. | CHINA | Compliant CFS |
Tantalum | LSM Brasil S.A. | BRAZIL | Compliant CFS |
Tantalum | Metallurgical Products India Pvt., Ltd. | INDIA | Compliant CFS |
Tantalum | Mineração Taboca S.A. | BRAZIL | Compliant CFS |
Tantalum | Mitsui Mining and Smelting Co., Ltd. | JAPAN | Compliant CFS |
Tantalum | Molycorp Silmet A.S. | ESTONIA | Compliant CFS |
Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | Compliant CFS |
Tantalum | Phoenix Metal Ltd | RWANDA | Not Determined |
Tantalum | Plansee SE Liezen | AUSTRIA | Compliant CFS |
Tantalum | Plansee SE Reutte | AUSTRIA | Compliant CFS |
Tantalum | Power Resources Ltd. | MACEDONIA (THE FORMER YUGOSLAV REPUBLIC OF) | Compliant CFS |
Tantalum | QuantumClean | UNITED STATES OF AMERICA | Compliant CFS |
Tantalum | Resind Indústria e Comércio Ltda. | BRAZIL | Compliant CFS |
Tantalum | RFH Tantalum Smeltry Co., Ltd. | CHINA | Compliant CFS |
Tantalum | Shanghai Jiangxi Metals Co. Ltd | CHINA | Not Determined |
Tantalum | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION | Compliant CFS |
Tantalum | Taki Chemical Co., Ltd. | JAPAN | Compliant CFS |
Tantalum | Tantalite Resources | SOUTH AFRICA | Not Determined |
Tantalum | Telex Metals | UNITED STATES OF AMERICA | Compliant CFS |
Tantalum | Tranzact, Inc. | UNITED STATES OF AMERICA | Compliant CFS |
Tantalum | Ulba Metallurgical Plant JSC | KAZAKHSTAN | Compliant CFS |
Tantalum | Ulba Metallurgical Plant JSC | RUSSIAN FEDERATION | Not Determined |
Tantalum | ULVAC | JAPAN | Not Determined |
Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CHINA | Compliant CFS |
Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | CHINA | Compliant CFS |
Tantalum | Zhuzhou Cemented Carbide Group Co., Ltd. | CHINA | Compliant CFS |
Tin | 5N Plus | UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND | Not Determined |
Tin | Alpha | UNITED STATES OF AMERICA | Compliant CFS |
Tin | Alpha | KOREA (REPUBLIC OF) | Not Determined |
Tin | Amalgamet Inc | UNITED STATES OF AMERICA | Not Determined |
Tin | American Iron and Metal | CANADA | Not Determined |
Tin | American Iron and Metal | UNITED STATES OF AMERICA | Not Determined |
Tin | An Thai Minerals Co., Ltd. | VIET NAM | Not Determined |
Tin | An Vinh Joint Stock Mineral Processing Company | VIET NAM | Not Determined |
Tin | An Xin Xian Xin Yue You Se Jin Shu Co. Ltd. | CHINA | Not Determined |
Tin | Baoshida Swissmetall | SWITZERLAND | Not Determined |
Tin | Best Metais e Soldas SA | BRAZIL | Not Determined |
Tin | Brinkmann Chemie AG | GERMANY | Not Determined |
Tin | CFC Cooperativa dos Fundidores de Cassiterita da Amazonia Ltda. | BRAZIL | Not Determined |
Tin | CHANGZHOU GALAXY CENTURY MICRO-ELECTRONICS CO.,LTD | CHINA | Not Determined |
Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA | Compliant CFS |
Tin | China Minmetals Corporation | CHINA | Not Determined |
Tin | China Tin Group Co., Ltd. | CHINA | Compliant CFS |
Tin | CIMSA, S.A. | SPAIN | Not Determined |
Tin | CNMC (Guangxi) PGMA Co., Ltd. | CHINA | Not Determined |
Tin | Cooperativa Metalurgica de Rondônia Ltda. | BRAZIL | Compliant CFS |
Tin | CV Ayi Jaya | INDONESIA | Compliant CFS |
Tin | CV Dua Sekawan | INDONESIA | Compliant CFS |
Tin | CV Duta Putra Bangka | INDONESIA | Not Determined |
Tin | CV Gita Pesona | INDONESIA | Compliant CFS |
Tin | CV Makmur Jaya | INDONESIA | Not Determined |
Tin | CV Serumpun Sebalai | INDONESIA | Compliant CFS |
Tin | CV Tiga Sekawan | INDONESIA | Compliant CFS |
Tin | CV United Smelting | INDONESIA | Compliant CFS |
Tin | CV Venus Inti Perkasa | INDONESIA | Compliant CFS |
Tin | Daewoo International | KOREA (REPUBLIC OF) | Not Determined |
Tin | Dowa | JAPAN | Compliant CFS |
Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIET NAM | Not Determined |
Tin | Elmet S.L.U. | SPAIN | Compliant CFS |
Tin | EM Vinto | BOLIVIA (PLURINATIONAL STATE OF) | Compliant CFS |
Tin | Estanho de Rondônia S.A. | BRAZIL | Not Determined |
Tin | Eximetal S.A. | ARGENTINA | Not Determined |
Tin | Feinhütte Halsbrücke GmbH | GERMANY | Not Determined |
Tin | Fenix Metals | POLAND | Compliant CFS |
Tin | Fuji Metal Mining Corp. | TAIWAN, PROVINCE OF CHINA | Not Determined |
Tin | Fuji Metal Mining Corp. | THAILAND | Not Determined |
Tin | Furukawa Electric | JAPAN | Not Determined |
Tin | Gejiu Fengming Metallurgy Chemical Plant | CHINA | Not Determined |
Tin | Gejiu Jinye Mineral Company | CHINA | Not Determined |
Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA | Not Determined |
Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA | Compliant CFS |
Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA | Not Determined |
Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA | Not Determined |
Tin | Global Advanced Metals | AUSTRALIA | Not Determined |
Tin | Gold Bell Group | CHINA | Not Determined |
Tin | Guanyang Guida Nonferrous Metal Smelting Plant | CHINA | Compliant CFS |
Tin | H. Kramer & Co. | UNITED STATES OF AMERICA | Not Determined |
Tin | Heimerle + Meule GmbH | GERMANY | Not Determined |
Tin | Heraeus Group | GERMANY | Not Determined |
Tin | Heraeus Group | KOREA (REPUBLIC OF) | Not Determined |
Tin | Hitachi Cable, Ltd. | JAPAN | Not Determined |
Tin | Honeywell Electronic Materials, Inc | UNITED STATES OF AMERICA | Not Determined |
Tin | HuiChang Hill Tin Industry Co., Ltd. | CHINA | Compliant CFS |
Tin | Huichang Jinshunda Tin Co., Ltd. | CHINA | Not Determined |
Tin | Hunan Xianghualing Tin Co. ltd | CHINA | Not Determined |
Tin | IBF IND Brasileira de Ferrolligas Ltda | BRAZIL | Not Determined |
Tin | IPS New Material (Suzhou) Co., Ltd. | FRANCE | Not Determined |
Tin | Jean GOLDSCHMIDT INTERNATIONAL S.A. | BELGIUM | Not Determined |
Tin | Jewish Xinmao Tin Co., Ltd. | CHINA | Not Determined |
Tin | Jiangxi Ketai Advanced Material Co., Ltd. | CHINA | Compliant CFS |
Tin | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | Not Determined |
Tin | jiangyinshi yizheng mechnaics co,.ltd | CHINA | Not Determined |
Tin | Kennametal Huntsville | UNITED STATES OF AMERICA | Not Determined |
Tin | KOBE STEEL,LTD. | JAPAN | Not Determined |
Tin | KOVOHUTÌ PØÍBRAM NÁSTUPNICKÁ, A.S. | CZECH REPUBLIC | Not Determined |
Tin | Kunshan Shing Lee Solder manufactureing co.Ltd | CHINA | Not Determined |
Tin | Kupol | RUSSIAN FEDERATION | Not Determined |
Tin | Lee Ku Industrial Company Limited | KOREA (REPUBLIC OF) | Not Determined |
Tin | Linwu Xianggui Ore Smelting Co., Ltd. | CHINA | Not Determined |
Tin | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL | Compliant CFS |
Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA | Compliant CFS |
Tin | Melt Metais e Ligas S.A. | BRAZIL | Compliant CFS |
Tin | Metahub Industries Sdn. Bhd. | MALAYSIA | Not Determined |
Tin | Metallic Resources, Inc. | UNITED STATES OF AMERICA | Compliant CFS |
Tin | Metallo-Chimique N.V. | BELGIUM | Compliant CFS |
Tin | Mineração Taboca S.A. | BRAZIL | Compliant CFS |
Tin | Ming Li Jia Smelt Metal Factory | CHINA | Not Determined |
Tin | Minmetals Ganzhou Tin Co. Ltd | CHINA | Not Determined |
Tin | Minsur | PERU | Compliant CFS |
Tin | Mitsubishi Materials Corporation | JAPAN | Compliant CFS |
Tin | Modeltech Sdn Bhd | MALAYSIA | Not Determined |
Tin | Nankang Nanshan Tin Manufactory Co., Ltd. | CHINA | Not Determined |
Tin | Nathan Trotter & Co., Inc. | UNITED STATES OF AMERICA | Not Determined |
Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIET NAM | Not Determined |
Tin | NIHON GENMA MFG.CO.,LTD. | THAILAND | Not Determined |
Tin | Nihon Kagaku Sangyo Co., Ltd. | JAPAN | Not Determined |
Tin | Novosibirsk Processing Plant Ltd. | RUSSIAN FEDERATION | Not Determined |
Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | Compliant CFS |
Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES | Compliant CFS |
Tin | Operaciones Metalurgical S.A. | BOLIVIA (PLURINATIONAL STATE OF) | Compliant CFS |
Tin | Operaciones Metalurgical S.A. | INDONESIA | Not Determined |
Tin | Phoenix Metal Ltd. | RWANDA | Not Determined |
Tin | PHONON MEIWA INC. | JAPAN | Not Determined |
Tin | Poongsan | KOREA (REPUBLIC OF) | Not Determined |
Tin | PT Alam Lestari Kencana | INDONESIA | Not Determined |
Tin | PT Aries Kencana Sejahtera | INDONESIA | Compliant CFS |
Tin | PT Artha Cipta Langgeng | INDONESIA | Compliant CFS |
Tin | PT ATD Makmur Mandiri Jaya | INDONESIA | Compliant CFS |
Tin | PT Babel Inti Perkasa | INDONESIA | Compliant CFS |
Tin | PT Babel Surya Alam Lestari | INDONESIA | Not Determined |
Tin | PT Bangka Kudai Tin | INDONESIA | Not Determined |
Tin | PT Bangka Prima Tin | INDONESIA | Compliant CFS |
Tin | PT Bangka Putra Karya | INDONESIA | Not Determined |
Tin | PT Bangka Timah Utama Sejahtera | INDONESIA | Not Determined |
Tin | PT Bangka Tin Industry | INDONESIA | Compliant CFS |
Tin | PT Belitung Industri Sejahtera | INDONESIA | Compliant CFS |
Tin | PT BilliTin Makmur Lestari | INDONESIA | Not Determined |
Tin | PT Bukit Timah | INDONESIA | Compliant CFS |
Tin | PT Cipta Persada Mulia | INDONESIA | Compliant CFS |
Tin | PT Donna Kembara Jaya | INDONESIA | Not Determined |
Tin | PT DS Jaya Abadi | INDONESIA | Compliant CFS |
Tin | PT Eunindo Usaha Mandiri | INDONESIA | Compliant CFS |
Tin | PT Fang Di MulTindo | INDONESIA | Not Determined |
Tin | PT HANJAYA PERKASA METALS | INDONESIA | Not Determined |
Tin | PT HP Metals Indonesia | INDONESIA | Not Determined |
Tin | PT Inti Stania Prima | INDONESIA | Compliant CFS |
Tin | PT Justindo | INDONESIA | Not Determined |
Tin | PT Karimun Mining | INDONESIA | Compliant CFS |
Tin | PT Kijang Jaya Mandiri | INDONESIA | Compliant CFS |
Tin | PT Koba Tin | INDONESIA | Not Determined |
Tin | PT Mitra Stania Prima | INDONESIA | Compliant CFS |
Tin | PT O.M. Indonesia | INDONESIA | Compliant CFS |
Tin | PT Panca Mega Persada | INDONESIA | Compliant CFS |
Tin | PT Pelat Timah Nusantara Tbk | INDONESIA | Not Determined |
Tin | PT Prima Timah Utama | INDONESIA | Compliant CFS |
Tin | PT Rajwa International | INDONESIA | Not Determined |
Tin | PT REFINED BANGKA TIN | INDONESIA | Compliant CFS |
Tin | PT Sariwiguna Binasentosa | INDONESIA | Compliant CFS |
Tin | PT Seirama Tin investment | INDONESIA | Not Determined |
Tin | PT Singkep Times Utama | INDONESIA | Not Determined |
Tin | PT Stanindo Inti Perkasa | INDONESIA | Compliant CFS |
Tin | PT Sukses Inti Makmur | INDONESIA | Compliant CFS |
Tin | PT Sumber Jaya Indah | INDONESIA | Compliant CFS |
Tin | PT Supra Sukses Trinusa | INDONESIA | Not Determined |
Tin | PT Timah (Persero) Tbk Kundur | INDONESIA | Compliant CFS |
Tin | PT Timah (Persero) Tbk Mentok | INDONESIA | Compliant CFS |
Tin | PT Tinindo Inter Nusa | INDONESIA | Compliant CFS |
Tin | PT Tirus Putra Mandiri | INDONESIA | Not Determined |
Tin | PT Tommy Utama | INDONESIA | Compliant CFS |
Tin | PT Wahana Perkit Jaya | INDONESIA | Compliant CFS |
Tin | PT Yinchendo Mining Industry | INDONESIA | Not Determined |
Tin | PT. CITRALOGAM ALPHASEJAHTERA | INDONESIA | Not Determined |
Tin | Rahman Hydrulic Tin Sdn Bhd | MALAYSIA | Not Determined |
Tin | Resind Indústria e Comércio Ltda. | BRAZIL | Compliant CFS |
Tin | Rui Da Hung | TAIWAN, PROVINCE OF CHINA | Compliant CFS |
Tin | Samhwa Non-Ferrous Metal. Inc Co.,Ltd. | KOREA (REPUBLIC OF) | Not Determined |
Tin | Schloetter Co. Ltd. | UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND | Not Determined |
Tin | SENJU METAL INDUSTRY CO.,LTD. | JAPAN | Not Determined |
Tin | SENJU METAL INDUSTRY CO.,LTD. | MALAYSIA | Not Determined |
Tin | Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co. Ltd. | CHINA | Not Determined |
Tin | ShangHai YueQiang Metal Products Co., LTD | CHINA | Not Determined |
Tin | SIZER METALS PTE LTD | SINGAPORE | Not Determined |
Tin | Soft Metais Ltda. | BRAZIL | Compliant CFS |
Tin | Sumisho Materials Corp. | JAPAN | Not Determined |
Tin | Super Ligas | BRAZIL | Not Determined |
Tin | Taicang City Nancang Metal Material Co.,Ltd | CHINA | Not Determined |
Tin | Thaisarco | THAILAND | Compliant CFS |
Tin | TONGDING METALLIC MATERIAL CO.LTD | CHINA | Not Determined |
Tin | Traxys | FRANCE | Not Determined |
Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIET NAM | Not Determined |
Tin | VQB Mineral and Trading Group JSC | VIET NAM | Compliant CFS |
Tin | Westfalenzinn | GERMANY | Not Determined |
Tin | White Solder Metalurgia e Mineração Ltda. | BRAZIL | Compliant CFS |
Tin | Wilhelm Grillo Handelsgesellschaft mbH | GERMANY | Not Determined |
Tin | Wilhelm Westmetall | GERMANY | Not Determined |
Tin | Yantai Zhaojin Precious Metals Co., Ltd. | CHINA | Not Determined |
Tin | Yifeng Tin Industry (Chenzhou) Co Ltd | CHINA | Not Determined |
Tin | Yifeng Tin Industry (Chenzhou) Co Ltd | CHINA | Not Determined |
Tin | Yun'an Dian'xi Tin Mine | CHINA | Not Determined |
Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA | Not Determined |
Tin | Yunnan Tin Company Limited | CHINA | Compliant CFS |
Tin | ZHEJIANG HUANGYAN XINQIAN ELECTRICAL EQUIPMENT FITTINGS FACTORY | CHINA | Not Determined |
Tin | Zhongshan Jinye Smelting Co., Ltd | CHINA | Not Determined |
Tungsten | A.L.M.T. Corp. | CHINA | Not Determined |
Tungsten | A.L.M.T. TUNGSTEN Corp. | JAPAN | Compliant CFS |
Tungsten | ACL Metais Eireli | BRAZIL | Not Determined |
Tungsten | Air Products | UNITED STATES OF AMERICA | Not Determined |
Tungsten | AMPCO METAL (Foshan) Co. Ltd. | CHINA | Not Determined |
Tungsten | Asia Tungsten Products Vietnam Ltd. | VIET NAM | Compliant CFS |
Tungsten | Axis Material Limited | JAPAN | Not Determined |
Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA | Compliant CFS |
Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | Compliant CFS |
Tungsten | Dayu Jincheng Tungsten Industry Co., Ltd. | CHINA | Not Determined |
Tungsten | Dayu Weiliang Tungsten Co., Ltd. | CHINA | Not Determined |
Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CHINA | Compliant CFS |
Tungsten | Ganxian Shirui New Material Co., Ltd. | CHINA | Not Determined |
Tungsten | Ganzhou Haichuang W Co., Ltd | CHINA | Not Determined |
Tungsten | Ganzhou Hongfei Tungsten & Molybdenum Materials Co., Ltd. | CHINA | Not Determined |
Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA | Compliant CFS |
Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | Compliant CFS |
Tungsten | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | CHINA | Not Determined |
Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | Compliant CFS |
Tungsten | Ganzhou Yatai Tungsten Co., Ltd. | CHINA | Not Determined |
Tungsten | Global Tungsten & Powders Corp. | UNITED STATES OF AMERICA | Compliant CFS |
Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA | Compliant CFS |
Tungsten | H.C. Starck GmbH | GERMANY | Compliant CFS |
Tungsten | H.C. Starck Smelting GmbH & Co.KG | GERMANY | Compliant CFS |
Tungsten | Hitachi, Ltd. | JAPAN | Not Determined |
Tungsten | Hunan Chenzhou Mining Co., Ltd. | CHINA | Compliant CFS |
Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA | Compliant CFS |
Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin | CHINA | Not Determined |
Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA | Compliant CFS |
Tungsten | Hydrometallurg, JSC | RUSSIAN FEDERATION | Compliant CFS |
Tungsten | Japan New Metals Co., Ltd. | JAPAN | Compliant CFS |
Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | Compliant CFS |
Tungsten | Jiangxi Dayu Longxintai Tungsten Co., Ltd. | CHINA | Not Determined |
Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | Compliant CFS |
Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CHINA | Not Determined |
Tungsten | Jiangxi Richsea New Materials Co., Ltd. | CHINA | Not Determined |
Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | Compliant CFS |
Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | Compliant CFS |
Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | CHINA | Compliant CFS |
Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | Compliant CFS |
Tungsten | JX Nippon Mining & Metals Co., Ltd. | JAPAN | Not Determined |
Tungsten | Kanto Denka Kogyo Co., Ltd. | JAPAN | Not Determined |
Tungsten | Kennametal Fallon | UNITED STATES OF AMERICA | Compliant CFS |
Tungsten | Kennametal Huntsville | UNITED STATES OF AMERICA | Compliant CFS |
Tungsten | Luoyang Mudu Tungsten & Molybdenum Technology Co., Ltd. | CHINA | Not Determined |
Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA | Compliant CFS |
Tungsten | Meterion Advanced Materials Thin Film Products | UNITED STATES OF AMERICA | Not Determined |
Tungsten | Moliren Ltd | RUSSIAN FEDERATION | Compliant CFS |
Tungsten | Nanchang Cemented Carbide Limited Liability Company | CHINA | Not Determined |
Tungsten | Niagara Refining LLC | UNITED STATES OF AMERICA | Compliant CFS |
Tungsten | NingHua XingLuoKeng TungSten Mining CO.,LTD | CHINA | Not Determined |
Tungsten | North American Tungsten | CANADA | Not Determined |
Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | VIET NAM | Compliant CFS |
Tungsten | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES | Compliant CFS |
Tungsten | Pobedit, JSC | RUSSIAN FEDERATION | Not Determined |
Tungsten | Sanher Tungsten Vietnam Co., Ltd. | VIET NAM | Not Determined |
Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City | CHINA | Compliant CFS |
Tungsten | Sumitomo Electric Industries | CHINA | Not Determined |
Tungsten | Sumitomo Metal Mining Co., Ltd. | JAPAN | Not Determined |
Tungsten | TaeguTec Ltd. | KOREA (REPUBLIC OF) | Not Determined |
Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | VIET NAM | Compliant CFS |
Tungsten | Unecha Refractory metals plant | RUSSIAN FEDERATION | Compliant CFS |
Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | VIET NAM | Compliant CFS |
Tungsten | Voss Metals Company, Inc | UNITED STATES OF AMERICA | Not Determined |
Tungsten | Wolfram Bergbau und Hütten AG | AUSTRIA | Compliant CFS |
Tungsten | Woltech Korea Co., Ltd. | KOREA (REPUBLIC OF) | Compliant CFS |
Tungsten | Xiamen Golden Egret Special Alloy Co. Ltd. | CHINA | Not Determined |
Tungsten | Xiamen Honglu Tungsten Molybdenum Co., Ltd. | CHINA | Not Determined |
Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA | Compliant CFS |
Tungsten | Xiamen Tungsten Co., Ltd. | CHINA | Compliant CFS |
Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA | Compliant CFS |
Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA | Compliant CFS |
* | The information in this column is based on smelter or refiner information made publicly available by CFSI as of May 5, 2017. The terms used have the following meanings: |
• | “Compliant CFS” means that a smelter or refiner participates in and has been listed as “compliant” by the Conflict-Free Smelter Program (“CFSP”). |
• | “Not-Determined” means that a smelter or refiner has not been listed as “compliant” by the CFSP but may be in one of the following additional categories: (i) listed on the CFSP’s “Active” list, meaning that the smelter or refiner has committed to undergo a CFSP audit or is participating in one of the cross-recognized certification program (LMBA Responsible Gold Certification or Responsible Jewelry Program Chain-of-Custody Certification); (ii) listed on the CFSI Standard Smelter Names tab but is not listed as “Compliant” or “Active” (iii) smelter or refiner declared by the suppliers that are currently under investigation by the Consultant for certification status and legitimacy. |
APPENDIX I - Countries of Origin
The information provided in this Appendix is based on the information collected from our suppliers and is provided in good faith. We will continue to update it as our due diligence process and third party data evolves.
Angola | France | Portugal |
Argentina | Germany | Republic of Congo |
Australia | Guyana | Russia |
Austria | Hungary | Rwanda |
Belgium | India | Sierra Leone |
Bolivia | Indonesia | Singapore |
Brazil | Ireland | Slovakia |
Burundi | Israel | South Africa |
Cambodia | Japan | Spain |
Canada | Kazakhstan | Suriname |
Central African Republic | Kenya | Switzerland |
Chile | Laos | Taiwan |
China | Luxembourg | Tanzania |
Colombia | Madagascar | Thailand |
Côte D'Ivoire | Malaysia | Uganda |
Czech Republic | Mongolia | United Kingdom |
Djibouti | Mozambique | United States of America |